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Detailed Report
MARK EDWARD CONARD
CRD#: 5763848
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 401 MACY DR
ROSWELL, GA 30076
CETERA ADVISOR NETWORKS LLCCRD#: 13572 401 MACY DR
ROSWELL, GA 30076
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2021 (11 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (2 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)
License(s)

State Registrations

B
Arizona 6/9/2021
B
Montana 6/9/2021
B
California 6/9/2021
B
North Carolina 6/9/2021
B
Colorado 10/11/2022
IA
North Carolina 6/29/2023
B
Florida 6/10/2021
B
Ohio 12/16/2024
B
Georgia 6/9/2021
B
Pennsylvania 8/1/2024
IA
Georgia 3/20/2023
B
South Carolina 6/9/2021
B
Maryland 8/21/2024
B
South Dakota 2/2/2024
B
Michigan 6/9/2021
B
Virginia 6/9/2021
B
Missouri 6/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
401 MACY DR, ROSWELL, GA 30076
310 CRAVEN STREET SUITE 2, NEW BERN, NC 28560
Registered with this firm since 3/20/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
401 MACY DR, ROSWELL, GA 30076
233 Middle Street Suite 211, NEW BERN, NC 28560
Registered with this firm since 6/9/2021
Previous Registration(s)
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IA
 06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 08/06/2010 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) ROSWELL, GA
B
 05/03/2010 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) ROSWELL, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.