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Detailed Report
MICHAEL ROBERT NEMZEK
MICHAEL R. NEMZEK
CRD#: 5763603
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Investment Adviser
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Previous Broker
CREATIVE PLANNINGCRD#: 105348 1 Park Plaza
Suite 700
Irvine, CA 92614
Registration History
2010201220142016201820202022202420262 FIRMS2015 - 2018 (2 years)IACREATIVE PLANNING (CRD# 105348)2018 - Present (7 years)BSC DISTRIBUTORS, LLC (CRD# 151152)2014 - 2015 (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2013 - 2014 (<1 year)BMETLIFE INVESTORS DISTRIBUTION... (CRD# 107622)2010 - 2013 (3 years)
License(s)

State Registrations

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California 4/18/2018
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Texas 8/29/2023
Current Registration(s)
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CREATIVE PLANNING (CRD#:105348)
1 Park Plaza Suite 700, Irvine, CA 92614
Registered with this firm since 4/18/2018
Previous Registration(s)
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 08/19/2015 - 04/11/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) LA JOLLA, CA
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 08/19/2015 - 04/11/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) LA JOLLA, CA
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 05/23/2014 - 07/01/2015 SC DISTRIBUTORS, LLC (CRD#:151152) GREENWICH, CT
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 10/07/2013 - 05/15/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) ST. LOUIS, MO
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 04/29/2010 - 09/06/2013 METLIFE INVESTORS DISTRIBUTION COMPANY (CRD#:107622) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.