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GORDON LI-HENG CHEN
GORDON CHEN, LI-HENG CHEN
CRD#: 5762242
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1305 FAIR OAKS AVENUE
SOUTH PASADENA, CA 91030
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2010 (<1 year)2 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Alabama 1/22/2016

B
Nevada 11/13/2014

B
Arizona 2/15/2019

B
New Jersey 11/19/2015

B
California 10/1/2012

B
New York 1/29/2020

IA
California 10/1/2012

B
Oregon 11/14/2016

B
Florida 5/6/2021

B
Rhode Island 6/3/2024

B
Hawaii 2/15/2018

B
South Dakota 1/21/2020

B
Idaho 12/8/2023

B
Texas 3/1/2019

B
Illinois 7/21/2017

IA
Texas 3/18/2019

B
Massachusetts 12/9/2020

B
Virginia 9/13/2022

B
Minnesota 1/5/2021

B
Washington 2/10/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1305 FAIR OAKS AVENUE, SOUTH PASADENA, CA 91030
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1305 FAIR OAKS AVENUE, SOUTH PASADENA, CA 91030
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/10/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SOUTH PASADENA, CA
B
12/17/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SOUTH PASADENA, CA
B
08/30/2010 - 11/01/2010 NEW ENGLAND SECURITIES (CRD#:615) CITY OF INDUSTRY, CA
B
03/31/2010 - 06/15/2010 GLOBALINK SECURITIES, INC. (CRD#:29721) PASADENA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.