Individual Firm
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ALEJANDRO ALEX PULIDO
CRD#: 5762055
IA
B
MORGAN STANLEYCRD#: 149777 101 California Street 23Rd Floor
San Francisco, CA 94111
San Francisco, CA 94111
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Alabama 6/7/2013
B
Mississippi 1/31/2024
B
Arizona 1/2/2025
B
Nevada 10/28/2016
B
California 6/20/2011
B
New Hampshire 6/7/2023
IA
California 6/20/2011
B
New Jersey 1/2/2025
B
Colorado 1/30/2024
B
New York 2/8/2021
B
Connecticut 1/31/2024
B
North Carolina 9/9/2020
B
District of Columbia 1/16/2025
B
Oklahoma 1/31/2024
B
Florida 10/17/2014
B
Oregon 10/25/2012
B
Georgia 3/5/2025
B
Pennsylvania 12/10/2014
B
Hawaii 1/2/2025
B
South Carolina 8/5/2022
B
Idaho 1/2/2025
B
Tennessee 1/31/2024
B
Illinois 10/17/2018
B
Texas 2/29/2012
B
Kansas 3/5/2025
IA
Texas 3/14/2012
B
Maryland 1/16/2025
B
Utah 3/26/2024
B
Massachusetts 3/24/2022
B
Virginia 8/21/2014
B
Minnesota 1/16/2025
B
Washington 2/1/2018
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/20/2011
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Registered with this firm since 6/20/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2011 - 06/21/2011 | SAN RAFAEL, CA | |
B | 01/03/2011 - 06/21/2011 | SAN RAFAEL, CA | |
IA | 05/06/2010 - 01/03/2011 | SAN RAFAEL, CA | |
B | 04/22/2010 - 01/03/2011 | SAN RAFAEL, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.