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CHRISTIAN J SOTOMAYOR
CHRISTIAN SOTOMAYOR QUINTANA
CRD#: 5761135
IA
B
ARAGON CAPITAL LLCCRD#: 166958 101 NE 3RD AVE
SUITE 1500
FORT LAUDERDALE, FL 33301
SUITE 1500
FORT LAUDERDALE, FL 33301
0
Disclosures
14
Years of Experience
View By:
State Registrations
IA
Florida 10/16/2018
IA
Registered with this firm since 10/16/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/27/2016 - 09/25/2018 | MIAMI, FL | |
B | 01/26/2016 - 09/25/2018 | MIAMI, FL | |
IA | 09/29/2014 - 12/01/2015 | MIAMI, FL | |
B | 08/18/2014 - 12/01/2015 | MIAMI, FL | |
B | 10/01/2012 - 07/08/2014 | MIAMI, FL | |
B | 03/11/2010 - 10/01/2012 | MIAMI, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.