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MICHAEL A GRODEK
MIKE GRODEK
CRD#: 5761129
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 2696 S. COLORADO BLVD.
DENVER, CO 80222
DENVER, CO 80222
0
Disclosures
8
Years of Experience
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State Registrations
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Alabama 1/7/2020
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Nebraska 1/7/2020
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Alaska 1/7/2020
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Nevada 1/7/2020
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Arizona 1/7/2020
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New Hampshire 9/27/2021
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Arkansas 1/7/2020
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New Jersey 5/3/2021
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California 1/7/2020
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New Mexico 1/7/2020
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Colorado 11/10/2019
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New York 2/5/2020
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Colorado 11/10/2019
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North Carolina 1/7/2020
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Connecticut 1/7/2020
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North Dakota 9/27/2021
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Delaware 7/24/2020
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Ohio 3/24/2020
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District of Columbia 1/7/2020
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Oklahoma 2/18/2020
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Florida 1/7/2020
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Oregon 1/7/2020
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Georgia 1/7/2020
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Pennsylvania 1/7/2020
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Hawaii 1/7/2020
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Pennsylvania 5/20/2022
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Idaho 1/7/2020
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Puerto Rico 7/7/2022
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Illinois 1/7/2020
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Rhode Island 7/24/2020
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Indiana 1/7/2020
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South Carolina 2/18/2020
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Iowa 1/7/2020
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South Dakota 1/7/2020
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Kansas 1/7/2020
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Tennessee 1/7/2020
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Kentucky 7/24/2020
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Texas 2/5/2020
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Louisiana 9/27/2021
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Texas 2/13/2020
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Maine 7/24/2020
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Utah 1/7/2020
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Maryland 1/7/2020
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Vermont 9/27/2021
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Massachusetts 1/7/2020
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Virginia 1/7/2020
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Michigan 1/7/2020
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Washington 1/7/2020
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Minnesota 7/24/2020
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West Virginia 1/7/2020
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Mississippi 9/27/2021
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Wisconsin 1/7/2020
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Missouri 1/7/2020
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Wyoming 1/7/2020
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Montana 1/7/2020
SRO Registrations
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Registered with this firm since 11/10/2019
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Registered with this firm since 10/4/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/01/2012 - 02/20/2013 | FOX RIVER GROVE, IL | |
B | 03/10/2010 - 10/01/2012 | FOX RIVER GROVE, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.