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Detailed Report
MARK DANIEL LACHMANN
MARK D LACHMANN
CRD#: 5761067
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 1609 W Colonial Parkway
Inverness, IL 60067
Registration History
201020122014201620182020202220242026IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2011 - Present (13 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2010 - Present (14 years)
License(s)

State Registrations

B
Arizona 9/7/2017
B
Nebraska 7/9/2018
B
Arkansas 7/9/2015
B
North Carolina 6/21/2019
B
Florida 10/7/2021
B
Ohio 5/30/2023
B
Illinois 6/4/2010
B
Tennessee 8/29/2024
IA
Illinois 6/24/2011
B
Washington 5/11/2021
B
Michigan 5/4/2017
B
Wisconsin 12/18/2013
B
Minnesota 1/18/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
1609 W Colonial Parkway, Inverness, IL 60067
Registered with this firm since 6/24/2011
B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
1609 W Colonial Parkway, Inverness, IL 60067
Registered with this firm since 4/19/2010
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.