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Detailed Report
CALEB CONRAD GIBSON
CALEB GIBSON
CRD#: 5760758
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1108 THIRD AVE STE 500
RIVER TOWER BLDG
HUNTINGTON, WV 25701
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2021 (11 years)2 FIRMS2021 - Present (3 years)
Disclosure(s)
View By:
9/20/2021
Customer Dispute
Settled
License(s)

State Registrations

B
District of Columbia 10/6/2021
B
Tennessee 10/6/2021
B
Kentucky 10/6/2021
B
West Virginia 10/6/2021
B
North Carolina 10/6/2021
IA
West Virginia 10/13/2021
B
Ohio 10/6/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1108 THIRD AVE STE 500 RIVER TOWER BLDG, HUNTINGTON, WV 25701
Registered with this firm since 10/13/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1108 THIRD AVE STE 500 RIVER TOWER BLDG, HUNTINGTON, WV 25701
Registered with this firm since 10/6/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/23/2010 - 10/07/2021 EDWARD JONES (CRD#:250) HUNTINGTON, WV
B
 03/29/2010 - 10/07/2021 EDWARD JONES (CRD#:250) HUNTINGTON, WV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.