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Charlotte Steger Matthews
CHARLOTTE S GOODIN, CHARLOTTE S MATTHEWS
CRD#: 5760644
IA
B
EDWARD JONESCRD#: 250 1245 JJ KELLEY MEMORIAL DRIVE
ST LOUIS, MO 63131
ST LOUIS, MO 63131
0
Disclosures
14
Years of Experience
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State Registrations
B
Arkansas 9/20/2016
IA
Missouri 1/18/2013
B
Massachusetts 9/20/2016
B
Utah 9/20/2016
B
Missouri 1/18/2013
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 1/18/2013
B
Registered with this firm since 1/18/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2012 - 01/16/2013 | CAPE GIRARDEAU, MO | |
B | 01/23/2012 - 01/16/2013 | CAPE GIRARDEAU, MO | |
IA | 04/12/2010 - 01/04/2012 | CAPE GIRARDEAU, MO | |
B | 03/26/2010 - 01/04/2012 | CAPE GIRARDEAU, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.