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Detailed Report
STEPHEN MICHAEL WRIGHT
STEPHEN M WRIGHT
CRD#: 5760351
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 21650 Oxnard Street
Suite 1800
Woodland Hills, CA 91367
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2022 (11 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 10/21/2022
B
Montana 10/21/2022
B
California 10/21/2022
B
Nebraska 3/9/2023
IA
California 10/21/2022
B
Nevada 10/31/2022
B
Colorado 10/21/2022
B
New Jersey 10/21/2022
B
Connecticut 3/9/2023
B
New Mexico 10/21/2022
B
Delaware 3/9/2023
B
New York 10/21/2022
B
Florida 10/21/2022
B
North Carolina 3/9/2023
B
Georgia 10/21/2022
B
Ohio 10/21/2022
B
Hawaii 10/21/2022
B
Oregon 10/31/2022
B
Idaho 3/9/2023
B
Tennessee 10/21/2022
B
Illinois 3/9/2023
B
Texas 10/21/2022
B
Louisiana 10/21/2022
IA
Texas 10/21/2022
B
Maryland 3/9/2023
B
Utah 3/9/2023
B
Massachusetts 10/31/2022
B
Virginia 3/9/2023
B
Michigan 10/21/2022
B
Washington 10/21/2022
B
Missouri 9/5/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367
Registered with this firm since 10/21/2022
B
MORGAN STANLEY (CRD#:149777)
21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367
Registered with this firm since 10/21/2022
Previous Registration(s)
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IA
 07/26/2011 - 10/31/2022 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) LOS ANGELES, CA
B
 07/26/2011 - 10/31/2022 E*TRADE SECURITIES LLC (CRD#:29106) LOS ANGELES, CA
IA
 06/03/2010 - 07/13/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) GLENDALE, CA
B
 04/02/2010 - 07/13/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) GLENDALE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.