Individual Firm
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COLIN MATTHEW DAY
COLIN DAY
CRD#: 5759832
IA
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MERCER GLOBAL ADVISORS INC.CRD#: 147363 16150 Main Circle Drive
Suite 115
Chesterfield, MO 63017
Suite 115
Chesterfield, MO 63017
0
Disclosures
13
Years of Experience
View By:
State Registrations
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Missouri 2/27/2025
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Registered with this firm since 2/27/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/21/2020 - 02/04/2025 | CLAYTON, MO | |
B | 08/14/2018 - 06/12/2020 | ST PETERS, MO | |
IA | 09/10/2018 - 06/09/2020 | SAINT PETERS, MO | |
IA | 04/11/2014 - 08/15/2018 | COLUMBUS, OH | |
B | 04/02/2014 - 08/15/2018 | COLUMBUS, OH | |
IA | 06/26/2013 - 03/03/2014 | ST. LOUIS, MO | |
B | 04/19/2013 - 03/03/2014 | ST. LOUIS, MO | |
B | 03/18/2010 - 08/01/2011 | DUBLIN, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.