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Detailed Report
JOSEPH LAWRENCE RODRIGUEZ
LARRY RODRIGUEZ
CRD#: 5759008
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1603 11TH ST
REEDLEY, CA 93654
Registration History
201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2013 - Present (11 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2011 (<1 year)
License(s)

State Registrations

B
Arizona 7/1/2019
B
Oregon 8/19/2020
B
California 1/3/2011
B
Texas 12/17/2015
IA
California 11/26/2013
IA
Texas 12/22/2015
B
Colorado 4/16/2024
B
Utah 11/7/2019
B
Idaho 1/15/2019
B
Washington 1/29/2019
B
Nevada 4/8/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1603 11TH ST, REEDLEY, CA 93654
3707 S MOONEY BLVD, VISALIA, CA 93277
Registered with this firm since 11/26/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1603 11TH ST, REEDLEY, CA 93654
3707 S MOONEY BLVD, VISALIA, CA 93277
Registered with this firm since 1/3/2011
Previous Registration(s)
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B
 05/10/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) DELANO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.