Individual Firm
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BENJAMIN JOHN MEYERS
BENJAMIN J MEYERS
CRD#: 5758106
IA
B
MORGAN STANLEYCRD#: 149777 1111 Prospect Street
La Jolla, CA 92037
La Jolla, CA 92037
0
Disclosures
14
Years of Experience
View By:
State Registrations
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Arizona 11/30/2020
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Nevada 11/20/2020
B
California 11/20/2020
B
New Jersey 1/5/2021
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California 11/20/2020
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New Mexico 7/30/2024
B
Colorado 7/29/2024
B
New York 11/20/2020
B
Connecticut 11/20/2020
B
North Carolina 3/13/2023
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Connecticut 6/17/2021
B
Ohio 11/20/2020
B
District of Columbia 11/20/2020
B
Oklahoma 5/15/2024
B
Florida 11/20/2020
B
Oregon 11/20/2020
B
Georgia 11/20/2020
B
Pennsylvania 11/20/2020
B
Idaho 11/20/2020
B
Rhode Island 11/14/2024
B
Illinois 11/20/2020
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South Carolina 11/20/2020
B
Indiana 11/20/2020
B
Tennessee 10/3/2024
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Kentucky 2/27/2023
B
Texas 11/20/2020
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Louisiana 1/24/2023
IA
Texas 11/20/2020
B
Maine 7/12/2022
B
Utah 3/26/2024
B
Massachusetts 11/20/2020
B
Washington 4/27/2021
B
Michigan 11/20/2020
B
Wyoming 11/20/2020
B
Montana 11/24/2020
SRO Registrations
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IA
Registered with this firm since 11/20/2020
B
Registered with this firm since 11/20/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2012 - 11/23/2020 | LA JOLLA, CA | |
B | 02/17/2012 - 11/23/2020 | LA JOLLA, CA | |
IA | 02/25/2011 - 02/27/2012 | SAN DIEGO, CA | |
B | 02/25/2011 - 02/27/2012 | SAN DIEGO, CA | |
B | 09/09/2010 - 11/10/2010 | CARLSBAD, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.