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Detailed Report
JONATHAN BRYAN BOURGEOIS
CRD#: 5757664
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4655 EXECUTIVE DR STE 1000
[SC/SJ-RBO]
SAN DIEGO, CA 92121
Registration History
201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2013 - Present (11 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2011 (<1 year)
Disclosure(s)
View By:
3/19/2024
Customer Dispute
Pending
License(s)

State Registrations

B
Arizona 1/13/2021
B
New Hampshire 11/13/2024
B
California 1/3/2011
B
New York 9/22/2024
IA
California 4/27/2016
B
Ohio 12/8/2020
B
Colorado 6/23/2016
B
Oregon 12/5/2018
B
Florida 6/22/2016
B
South Carolina 5/23/2017
B
Georgia 6/18/2020
B
Tennessee 8/12/2019
B
Hawaii 4/13/2017
B
Texas 5/28/2013
B
Idaho 1/23/2020
IA
Texas 6/4/2013
B
Illinois 4/7/2021
B
Utah 10/17/2024
B
Michigan 6/5/2024
B
Virginia 8/4/2020
B
Mississippi 1/11/2024
B
Washington 3/31/2020
B
Missouri 9/24/2024
B
Wisconsin 11/18/2024
B
Nevada 4/16/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4655 EXECUTIVE DR STE 1000 [SC/SJ-RBO], SAN DIEGO, CA 92121
401 B ST STE 101, SAN DIEGO, CA 92101
Registered with this firm since 6/4/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4655 EXECUTIVE DR STE 1000 [SC/SJ-RBO], SAN DIEGO, CA 92121
401 B ST STE 101, SAN DIEGO, CA 92101
Registered with this firm since 1/3/2011
Previous Registration(s)
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B
 07/05/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) DEL MAR, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.