Individual Firm
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KIM DYSON
KIMBERLEE KATHERINE DITTMER, KIM DITTMER DYSON
CRD#: 5756701
IA
B
ONESEVENCRD#: 283087 Las Vegas, NV
0
Disclosures
14
Years of Experience
View By:
State Registrations
IA
Nevada 5/31/2023
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/16/2021 - 08/01/2023 | LAS VEGAS, NV | |
IA | 02/26/2019 - 04/13/2021 | LAS VEGAS, NV | |
IA | 08/10/2016 - 01/04/2019 | Oak Brook, IL | |
B | 09/28/2016 - 06/23/2017 | Oakbrook, IL | |
IA | 10/12/2010 - 08/09/2016 | OAK BROOK, IL | |
B | 05/05/2010 - 08/09/2016 | OAK BROOK, IL |
Oakbrook, IL
09/28/2016 - 06/23/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.