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STEPHANIE N COZZONE
STEPHANIE N BAUMWELL
CRD#: 5755842
IA
B
OSAIC WEALTH, INC.CRD#: 23131 2595 E. PERRIN AVE
SUITE 116
FRESNO, CA 93720
SUITE 116
FRESNO, CA 93720
0
Disclosures
4
Years of Experience
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State Registrations
B
California 1/19/2024
IA
California 1/19/2024
SRO Registrations
B
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IA
Registered with this firm since 1/19/2024
B
Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/13/2021 - 01/19/2024 | FRESNO, CA | |
B | 07/08/2021 - 01/19/2024 | FRESNO, CA | |
B | 02/24/2010 - 04/08/2011 | SURGAR GROVE, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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