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DANIEL RODRIGUEZ ORTIZ
CRD#: 5754781
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
3800 CITIGROUP CENTER DRIVE
TAMPA, FL 33610-9122
3800 CITIGROUP CENTER DRIVE
TAMPA, FL 33610-9122
0
Disclosures
12
Years of Experience
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State Registrations
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Alabama 11/1/2018
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Montana 11/1/2018
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Alaska 11/1/2018
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Nebraska 11/1/2018
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Arizona 11/1/2018
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Nevada 11/1/2018
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Arkansas 11/1/2018
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New Hampshire 11/1/2018
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California 11/1/2018
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New Jersey 11/1/2018
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Colorado 11/1/2018
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New Mexico 11/1/2018
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Connecticut 11/1/2018
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New York 11/1/2018
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Delaware 11/1/2018
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North Carolina 11/1/2018
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District of Columbia 11/1/2018
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North Dakota 11/1/2018
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Florida 9/24/2018
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Ohio 11/2/2018
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Florida 10/1/2018
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Oklahoma 11/1/2018
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Georgia 11/1/2018
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Oregon 11/1/2018
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Hawaii 11/1/2018
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Pennsylvania 11/1/2018
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Idaho 11/1/2018
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Puerto Rico 11/1/2018
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Illinois 11/1/2018
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Rhode Island 11/1/2018
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Indiana 11/1/2018
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South Carolina 11/1/2018
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Iowa 11/1/2018
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South Dakota 11/1/2018
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Kansas 11/1/2018
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Tennessee 11/1/2018
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Kentucky 11/1/2018
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Texas 11/1/2018
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Louisiana 11/1/2018
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Utah 11/1/2018
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Maine 11/1/2018
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Vermont 11/1/2018
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Maryland 11/1/2018
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Virgin Islands 11/1/2018
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Massachusetts 11/1/2018
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Virginia 11/1/2018
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Michigan 11/1/2018
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Washington 11/1/2018
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Minnesota 11/1/2018
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West Virginia 11/1/2018
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Mississippi 11/1/2018
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Wisconsin 11/1/2018
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Missouri 11/1/2018
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Wyoming 11/1/2018
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 10/1/2018
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Registered with this firm since 9/24/2018
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Registered with this firm since 9/24/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/09/2016 - 09/18/2018 | ST. PETERSBURG, FL | |
B | 07/14/2016 - 09/18/2018 | ST PETERSBURG, FL | |
IA | 05/14/2015 - 05/25/2016 | ST. PETERSBURG, FL | |
B | 05/11/2015 - 05/25/2016 | ST. PETERSBURG, FL | |
IA | 01/07/2015 - 05/04/2015 | TAMPA, FL | |
B | 01/05/2015 - 05/04/2015 | TAMPA, FL | |
IA | 01/29/2013 - 12/26/2014 | ST. PETERSBURG, FL | |
B | 08/29/2012 - 12/26/2014 | ST PETERSBURG, FL |
ST. PETERSBURG, FL
08/09/2016 - 09/18/2018
ST. PETERSBURG, FL
01/29/2013 - 12/26/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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