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VERONIKA LAROT-ANNAL
VERONIKA MARIE LAROT
CRD#: 5753833
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 420 MONTGOMERY ST 8TH FL
[WEALTH MGMT]
SAN FRANCISCO, CA 94104
Registration History
201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2023 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2022 - Present (2 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2012 (1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2011 (<1 year)
License(s)

State Registrations

B
Alabama 2/28/2023

B
Montana 2/28/2023

B
Alaska 2/28/2023

B
Nebraska 2/28/2023

B
Arizona 1/12/2023

B
Nevada 2/28/2023

B
Arkansas 2/28/2023

B
New Hampshire 2/28/2023

B
California 2/28/2023

B
New Jersey 2/28/2023

IA
California 2/28/2023

B
New Mexico 2/28/2023

B
Colorado 11/14/2022

B
New York 2/28/2023

B
Connecticut 11/14/2022

B
North Carolina 2/28/2023

B
Delaware 2/28/2023

B
North Dakota 2/28/2023

B
District of Columbia 11/14/2022

B
Ohio 2/28/2023

B
Florida 11/14/2022

B
Oklahoma 2/28/2023

B
Georgia 2/28/2023

B
Oregon 2/28/2023

B
Hawaii 2/28/2023

B
Pennsylvania 2/28/2023

B
Idaho 11/14/2022

B
Puerto Rico 11/14/2022

B
Illinois 2/28/2023

B
Rhode Island 2/28/2023

B
Indiana 2/28/2023

B
South Carolina 2/28/2023

B
Iowa 2/28/2023

B
South Dakota 2/28/2023

B
Kansas 2/28/2023

B
Tennessee 2/28/2023

B
Kentucky 2/28/2023

B
Texas 2/28/2023

B
Louisiana 11/14/2022

B
Utah 2/28/2023

B
Maine 2/28/2023

B
Vermont 2/28/2023

B
Maryland 11/14/2022

B
Virgin Islands 2/28/2023

B
Massachusetts 2/28/2023

B
Virginia 2/28/2023

B
Michigan 2/28/2023

B
Washington 2/28/2023

B
Minnesota 2/28/2023

B
West Virginia 2/28/2023

B
Mississippi 2/28/2023

B
Wisconsin 2/28/2023

B
Missouri 2/28/2023

B
Wyoming 2/28/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
420 MONTGOMERY ST 8TH FL [WEALTH MGMT], SAN FRANCISCO, CA 94104
Registered with this firm since 2/28/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
420 MONTGOMERY ST 8TH FL [WEALTH MGMT], SAN FRANCISCO, CA 94104
Registered with this firm since 11/12/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/03/2011 - 12/06/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) VALLEJO, CA
B
03/11/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) VALLEJO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.