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Detailed Report
CARLOS ANDRES SUAREZ
ANDY SUAREZ, CARLOS A SUAREZ
CRD#: 5753583
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 30773 GATEWAY PL, STE C-5
RANCHO MISSION VIEJO, CA 92694
Registration History
201220142016201820202022202420262 FIRMS2017 - 2024 (6 years)2 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2017 (<1 year)BSCOTTRADE, INC. (CRD# 8206)2015 - 2016 (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2012 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2017 (<1 year)
License(s)

State Registrations

B
California 5/24/2024
B
North Carolina 10/9/2024
IA
California 5/28/2024
B
Tennessee 8/30/2024
B
Nevada 5/24/2024
B
Texas 5/24/2024
IA
Nevada 5/29/2024
IA
Texas 5/28/2024
B
New York 6/17/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
30773 GATEWAY PL, STE C-5, RANCHO MISSION VIEJO, CA 92694
32222 CAMINO CAPISTRANO, SAN JUAN CAPISTRANO, CA 92675
Registered with this firm since 5/28/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
30773 GATEWAY PL, STE C-5, RANCHO MISSION VIEJO, CA 92694
32222 CAMINO CAPISTRANO, SAN JUAN CAPISTRANO, CA 92675
Registered with this firm since 5/24/2024
Previous Registration(s)
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IA
 09/08/2017 - 06/03/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Laguna Hills, CA
B
 08/23/2017 - 06/03/2024 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Laguna Hills, CA
IA
 01/06/2017 - 08/21/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAS VEGAS, NV
B
 10/31/2016 - 08/21/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAS VEGAS, NV
B
 11/18/2015 - 11/04/2016 SCOTTRADE, INC. (CRD#:8206) LAS VEGAS, NV
B
 08/24/2011 - 03/28/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) HENDERSON, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.