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BENJAMIN MICAH WENZEL
CRD#: 5753405
IA
B
OSAIC ADVISORY SERVICES, LLCCRD#: 171070 1600 Executive Parkway Suite 230
Eugene, OR 97401
Eugene, OR 97401
OSAIC WEALTH, INC.CRD#: 23131 1600 Executive Parkway Suite 230
Eugene, OR 97401
Eugene, OR 97401
0
Disclosures
14
Years of Experience
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State Registrations
B
Alabama 11/18/2024
B
North Carolina 11/19/2024
B
Arizona 3/6/2025
B
Oregon 6/14/2024
B
California 6/14/2024
IA
Oregon 6/14/2024
B
Colorado 11/18/2024
B
Texas 9/24/2024
B
District of Columbia 11/18/2024
IA
Texas 9/24/2024
B
Idaho 6/14/2024
B
Virginia 11/18/2024
B
Indiana 11/18/2024
B
Washington 6/14/2024
B
Montana 11/18/2024
B
Wisconsin 11/18/2024
B
New Mexico 11/18/2024
SRO Registrations
B
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IA
Registered with this firm since 11/8/2024
IA
Registered with this firm since 6/14/2024
B
Registered with this firm since 6/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/10/2020 - 11/08/2024 | EUGENE, OR | |
IA | 11/06/2020 - 06/14/2024 | EUGENE, OR | |
B | 11/06/2020 - 06/14/2024 | Eugene, OR | |
IA | 01/06/2020 - 11/06/2020 | Eugene, OR | |
B | 01/06/2020 - 11/06/2020 | Eugene, OR | |
IA | 03/30/2012 - 01/30/2020 | EUGENE, OR | |
B | 03/30/2012 - 01/30/2020 | EUGENE, OR | |
IA | 07/20/2011 - 04/02/2012 | EUGENE, OR | |
B | 07/20/2011 - 04/02/2012 | EUGENE, OR | |
IA | 03/22/2010 - 03/23/2011 | PORTLAND, OR | |
B | 03/08/2010 - 03/23/2011 | PORTLAND, OR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.