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TYLER HERRICK CUBA
TYLER CUBA
CRD#: 5752050
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 8 SOUTH SILVER SPRING RD.
CAPE GIRARDEAU, MO 63703
CETERA ADVISORS LLCCRD#: 10299 3224 INDEPENDENCE STREET
CAPE GIRARDEAU, MO 63701
Registration History
201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2010 - 2022 (12 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2010 - 2020 (10 years)
License(s)

State Registrations

B
Alabama 9/8/2022

B
Mississippi 7/10/2023

B
Arizona 9/8/2022

IA
Missouri 11/12/2020

B
Arkansas 7/10/2023

B
Missouri 9/8/2022

B
California 7/10/2023

B
New Hampshire 7/10/2023

B
Colorado 7/10/2023

B
North Dakota 9/8/2022

B
Florida 9/8/2022

B
Pennsylvania 7/10/2023

B
Georgia 9/8/2022

B
South Carolina 9/8/2022

B
Illinois 9/8/2022

B
Tennessee 9/8/2022

B
Iowa 7/10/2023

IA
Texas 11/12/2020

B
Kansas 7/10/2023

B
Texas 9/8/2022

B
Kentucky 7/10/2023

B
Vermont 1/6/2025

B
Michigan 9/8/2022

B
Wisconsin 9/8/2022

B
Minnesota 9/3/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
8 SOUTH SILVER SPRING RD., CAPE GIRARDEAU, MO 63703
Registered with this firm since 11/12/2020

B
CETERA ADVISORS LLC (CRD#:10299)
3224 INDEPENDENCE STREET, CAPE GIRARDEAU, MO 63701
Registered with this firm since 9/8/2022

Previous Registration(s)
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B
04/15/2010 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) CAPE GIRARDEAU, MO
IA
06/02/2010 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) CAPE GIRARDEAU, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.