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CHARLES AGUSTUS STEPHENS
CHARLES AUGUSTUS STEPHENS
CRD#: 5751809
IA
B
PRIMERICA ADVISORSCRD#: 10111 341 W TUDOR ROAD
STE 204
ANCHORAGE, AK 99503
STE 204
ANCHORAGE, AK 99503
0
Disclosures
14
Years of Experience
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State Registrations
IA
Alaska 10/6/2020
B
Florida 10/14/2010
B
Alaska 6/27/2024
SRO Registrations
B
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IA
Registered with this firm since 10/6/2020
B
Registered with this firm since 9/6/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2014 - 10/05/2020 | MIAMI, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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