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Detailed Report
SEBASTIAN C MARTI
SEBASTIAN MARTI
CRD#: 5751086
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 155 NORTH LAKE AVENUE
SUITE 430
PASADENA, CA 91101
CETERA INVESTMENT SERVICES LLCCRD#: 15340 155 NORTH LAKE AVENUE
SUITE 430
PASADENA, CA 91101
Registration History
2010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2015 - 2020 (5 years)BJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2015 - 2015 (<1 year)BCOLUMBUS ADVISORY GROUP, LTD. (CRD# 126331)2013 - 2015 (1 year)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2010 - 2013 (3 years)IAADVICE AND PLANNING SERVICES (CRD# 20472)2016 - 2020 (4 years)
License(s)

State Registrations

B
Arizona 1/4/2022
B
Georgia 1/27/2022
B
California 11/23/2020
B
New York 6/28/2021
IA
California 11/23/2020
B
Pennsylvania 3/16/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
155 NORTH LAKE AVENUE SUITE 430, PASADENA, CA 91101
CHULA VISTA, CA
Registered with this firm since 11/23/2020
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
155 NORTH LAKE AVENUE SUITE 430, PASADENA, CA 91101
CHULA VISTA, CA
Registered with this firm since 11/23/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/13/2016 - 11/13/2020 ADVICE AND PLANNING SERVICES (CRD#:20472) PASADENA, CA
B
 11/18/2015 - 11/13/2020 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) PASADENA, CA
B
 03/16/2015 - 11/02/2015 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD#:102920) NEW YORK, NY
B
 10/18/2013 - 03/25/2015 COLUMBUS ADVISORY GROUP, LTD. (CRD#:126331) NEW YORK, NY
B
 01/28/2010 - 10/18/2013 NATIONAL SECURITIES CORPORATION (CRD#:7569) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.