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Detailed Report
CHARLES DAVID PELT
CHARLIE PELT
CRD#: 5750940
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 143 Hanover St
Jackson, GA 30233-3000
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 12 E. Johnston St
Forsyth, GA 30233
Registration History
201020122014201620182020202220242026IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2021 - Present (3 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2010 - Present (15 years)
Disclosure(s)
View By:
6/25/2018
Regulatory
Final
License(s)

State Registrations

B
Florida 3/13/2023
B
South Carolina 3/13/2023
IA
Florida 6/1/2023
IA
South Carolina 3/13/2023
B
Georgia 2/22/2010
B
Tennessee 3/13/2023
IA
Georgia 6/22/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
143 Hanover St, Jackson, GA 30233-3000
12 E. Johnston St, Forsyth, GA 30233
Registered with this firm since 6/22/2021
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
12 E. Johnston St, Forsyth, GA 30233
143 Hanover St, Jackson, GA 30233
Registered with this firm since 2/16/2010
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.