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BRETT JAMES UPPER
CRD#: 5749519
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Investment Adviser
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Previous Broker
TIDE COVE CAPITAL PARTNERS LLCCRD#: 327373 SAN DIEGO, CA
Registration History
201020122014201620182020202220242026IATIDE COVE CAPITAL PARTNERS LLC (CRD# 327373)2023 - Present (1 year)BARI FINANCIAL SERVICES, INC. (CRD# 137608)2015 - 2016 (<1 year)BVCG SECURITIES, LLC (CRD# 149083)2010 - 2011 (<1 year)IABALBOA WEALTH PARTNERS, INC. (CRD# 282329)2017 - 2020 (2 years)IADANIEL WEALTH ADVISORS (CRD# 150382)2015 - 2017 (2 years)IAALPHACORE CAPITAL LLC (CRD# 174346)2016 - 2017 (<1 year)IADANIEL WEALTH ADVISORS (CRD# 150382)2014 - 2014 (<1 year)
License(s)

State Registrations

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California 8/22/2023

Current Registration(s)
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TIDE COVE CAPITAL PARTNERS LLC (CRD#:327373)
SAN DIEGO, CA
Registered with this firm since 8/22/2023

Previous Registration(s)
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12/05/2017 - 03/09/2020 BALBOA WEALTH PARTNERS, INC. (CRD#:282329) La Jolla, CA
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01/28/2015 - 12/04/2017 DANIEL WEALTH ADVISORS (CRD#:150382) ENCINITAS, CA
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06/21/2016 - 05/15/2017 ALPHACORE CAPITAL LLC (CRD#:174346) La Jolla, CA
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11/18/2015 - 06/02/2016 ARI FINANCIAL SERVICES, INC. (CRD#:137608) Encinitas, CA
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02/17/2014 - 12/31/2014 DANIEL WEALTH ADVISORS (CRD#:150382) CORONA DEL MAR, CA
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07/13/2010 - 01/27/2011 VCG SECURITIES, LLC (CRD#:149083) DELRAY BEACH, FL
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Broker
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Investment Adviser
Disclosures
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