Individual Firm
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JESSICA ARANA
JESSICA H ARANA
CRD#: 5747060
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 6920 ARROYO CROSSING PWKY
LAS VEGAS, NV 89113
LAS VEGAS, NV 89113
View By:
4/9/2020
Customer Dispute
Denied
State Registrations
B
California 7/30/2018
B
New York 11/16/2017
B
Florida 1/4/2022
B
Ohio 12/13/2017
B
Hawaii 7/23/2024
B
Pennsylvania 10/17/2022
B
Illinois 2/13/2025
B
Texas 8/29/2017
B
Indiana 6/14/2022
IA
Texas 8/29/2017
B
Michigan 5/10/2024
B
Utah 7/11/2019
B
Missouri 7/22/2022
B
Virginia 10/2/2024
B
Montana 7/14/2023
B
Washington 12/13/2017
B
Nevada 8/29/2017
B
Wisconsin 11/18/2020
IA
Nevada 9/14/2017
B
Wyoming 11/27/2024
B
New Mexico 3/8/2021
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
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IA
Registered with this firm since 8/29/2017
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Registered with this firm since 8/29/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/07/2017 - 08/24/2017 | LAS VEGAS, NV | |
B | 06/02/2017 - 08/24/2017 | LAS VEGAS, NV | |
IA | 01/05/2015 - 05/18/2017 | LAS VEGAS, NV | |
B | 10/01/2012 - 05/18/2017 | LAS VEGAS, NV | |
B | 01/29/2010 - 10/01/2012 | NORTH LAS VEGAS, NV |
LAS VEGAS, NV
06/07/2017 - 08/24/2017
LAS VEGAS, NV
06/02/2017 - 08/24/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.