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Detailed Report
JEFFREY A SHARP
CRD#: 5746547
IA
Investment Adviser
B
Broker
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLCCRD#: 288623 111 CONGRESSIONAL BLVD.,
SUITE 100
CARMEL, IN 46032
LINCOLN INVESTMENTCRD#: 519 111 Congressional Blvd.
Suite 100
Carmel, IN 46032
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2015 (2 years)3 FIRMS2015 - Present (10 years)IASHEPHERD FINANCIAL INVESTMENT ... (CRD# 288623)2021 - Present (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Florida 11/12/2019
B
Ohio 11/12/2019
B
Indiana 3/5/2015
B
Oregon 1/3/2022
IA
Indiana 3/5/2015
IA
Texas 9/3/2024
B
New Jersey 12/11/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC (CRD#:288623)
111 CONGRESSIONAL BLVD., SUITE 100, CARMEL, IN 46032
Registered with this firm since 6/1/2021
IA
LINCOLN INVESTMENT (CRD#:519)
111 Congressional Blvd. Suite 100, Carmel, IN 46032
Registered with this firm since 3/5/2015
IA
CAPITAL ANALYSTS (CRD#:162200)
111 CONGRESSIONAL BLVD-STE 100, CARMEL, IN 46032
Registered with this firm since 3/5/2015
B
LINCOLN INVESTMENT (CRD#:519)
111 Congressional Blvd. Suite 100, Carmel, IN 46032
Registered with this firm since 3/5/2015
Previous Registration(s)
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IA
 10/01/2012 - 02/25/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) INDIANAPOLIS, IN
B
 10/01/2012 - 02/25/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) INDIANAPOLIS, IN
IA
 03/02/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) INDIANAPOLIS, IN
B
 02/03/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) INDIANAPOLIS, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.