• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SHARON LYNNE HART
SHARON L HART, SHARON HART
CRD#: 5746073
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1801 13TH STREET
BOULDER, CO 80302
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - 2024 (10 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alaska 10/23/2024

B
New Jersey 6/7/2024

B
Arizona 6/7/2024

B
New York 6/7/2024

B
Arkansas 6/7/2024

B
North Carolina 6/7/2024

B
California 6/7/2024

B
Ohio 6/7/2024

B
Colorado 6/7/2024

B
Oklahoma 6/7/2024

IA
Colorado 6/7/2024

B
Oregon 6/7/2024

B
District of Columbia 6/7/2024

B
Pennsylvania 6/7/2024

B
Florida 6/7/2024

B
Rhode Island 6/7/2024

B
Idaho 6/7/2024

B
Tennessee 6/7/2024

B
Illinois 6/7/2024

B
Texas 6/7/2024

B
Indiana 6/7/2024

IA
Texas 6/7/2024

B
Maryland 6/7/2024

B
Utah 6/7/2024

B
Massachusetts 6/7/2024

B
Virginia 6/7/2024

B
Minnesota 6/7/2024

B
Washington 6/7/2024

B
Nebraska 6/7/2024

IA
Washington 6/14/2024

B
Nevada 6/7/2024

B
Wisconsin 6/7/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1801 13TH STREET, BOULDER, CO 80302
Registered with this firm since 6/7/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1801 13TH STREET, BOULDER, CO 80302
Registered with this firm since 6/7/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/04/2013 - 06/13/2024 MORGAN STANLEY (CRD#:149777) Boulder, CO
B
09/03/2013 - 06/13/2024 MORGAN STANLEY (CRD#:149777) Boulder, CO
IA
10/14/2011 - 06/19/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WEST LOS ANGELES, CA
B
10/14/2011 - 06/19/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WEST LOS ANGELES, CA
IA
03/18/2010 - 02/23/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SCOTTSDALE, AZ
B
02/08/2010 - 02/23/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.