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WILLIAM BLAINE KURTZ
CRD#: 5745112
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1901 56TH AVENUE
SUITE 300
GREELEY, CO 80634-9937
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 8/13/2020

B
Minnesota 12/1/2022

B
Alaska 10/4/2024

B
Missouri 7/18/2012

B
Arizona 2/12/2015

B
Montana 8/15/2022

B
California 7/18/2012

B
Nebraska 8/23/2016

B
Colorado 7/18/2012

B
Nevada 3/23/2022

IA
Colorado 7/18/2012

B
North Carolina 12/1/2022

B
Florida 11/27/2017

B
Ohio 12/1/2022

B
Georgia 12/1/2022

B
Oklahoma 1/15/2025

B
Illinois 4/12/2022

B
South Dakota 10/17/2023

B
Indiana 6/11/2014

B
Tennessee 10/23/2024

B
Iowa 12/1/2022

B
Texas 8/8/2012

B
Kansas 5/13/2019

IA
Texas 8/29/2012

B
Kentucky 3/23/2016

B
Virginia 5/24/2017

B
Maryland 8/23/2016

B
Washington 8/25/2016

B
Massachusetts 12/1/2022

B
Wisconsin 12/1/2022

B
Michigan 12/9/2019

B
Wyoming 7/18/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1901 56TH AVENUE SUITE 300, GREELEY, CO 80634-9937
Greeley, CO
Registered with this firm since 7/18/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1901 56TH AVENUE SUITE 300, GREELEY, CO 80634-9937
Greeley, CO
Registered with this firm since 7/18/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 07/20/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) GREELEY, CO
B
01/03/2011 - 07/20/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) GREELEY, CO
IA
02/22/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) GREELEY, CO
B
01/19/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) GREELEY, CO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.