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JAMES CANDIDO SOTO
CRD#: 5744219
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 7455 CHANCELLOR DR
FL 1
ORLANDO, FL 32809
FL 1
ORLANDO, FL 32809
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 7455 CHANCELLOR DR
ORLANDO, FL 32809
ORLANDO, FL 32809
0
Disclosures
12
Years of Experience
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State Registrations
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Alabama 5/12/2015
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Montana 5/12/2015
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Alaska 5/12/2015
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Nebraska 5/12/2015
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Arizona 5/12/2015
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Nevada 5/12/2015
B
Arkansas 5/12/2015
B
New Hampshire 5/12/2015
B
California 10/23/2014
B
New Jersey 4/21/2015
B
Colorado 10/23/2014
B
New Mexico 10/23/2014
B
Connecticut 5/12/2015
B
New York 10/30/2014
B
Delaware 5/12/2015
B
North Carolina 5/12/2015
B
District of Columbia 10/23/2014
B
North Dakota 5/12/2015
B
Florida 7/25/2013
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Ohio 3/3/2015
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Florida 9/9/2016
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Oklahoma 10/23/2014
B
Georgia 7/25/2013
B
Oregon 10/23/2014
B
Hawaii 5/12/2015
B
Pennsylvania 5/12/2015
B
Idaho 5/12/2015
B
Puerto Rico 6/19/2014
B
Illinois 5/12/2015
B
Rhode Island 5/12/2015
B
Indiana 5/12/2015
B
South Carolina 5/12/2015
B
Iowa 5/12/2015
B
South Dakota 5/12/2015
B
Kansas 5/12/2015
B
Tennessee 5/7/2015
B
Kentucky 5/12/2015
B
Texas 5/12/2015
B
Louisiana 5/12/2015
B
Utah 5/12/2015
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Maine 5/12/2015
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Vermont 5/12/2015
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Maryland 10/23/2014
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Virgin Islands 4/9/2021
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Massachusetts 5/12/2015
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Virginia 10/23/2014
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Michigan 5/12/2015
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Washington 5/12/2015
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Minnesota 5/12/2015
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West Virginia 5/12/2015
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Mississippi 10/23/2014
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Wisconsin 8/7/2014
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Missouri 5/12/2015
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Wyoming 5/12/2015
SRO Registrations
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Registered with this firm since 9/9/2016
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Registered with this firm since 7/25/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/08/2013 - 12/31/2016 | ORLANDO, FL | |
B | 06/15/2012 - 03/11/2013 | HAUPPAUGE, NY | |
B | 03/08/2010 - 06/24/2010 | CORAL SPRINGS, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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