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Sarad Walter Tomlinson
SARAD W TOMLINSON, SARAD WALTER TOMLINSON
CRD#: 5743685
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2696 S Colorado Blvd, Floor L1
Denver, CO 80222-5945
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2018 (6 years)2 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 6/4/2018

B
Nebraska 6/4/2018

B
Alaska 6/4/2018

B
Nevada 6/4/2018

B
Arizona 6/4/2018

B
New Hampshire 6/4/2018

B
Arkansas 6/4/2018

B
New Jersey 6/4/2018

B
California 6/4/2018

B
New Mexico 6/4/2018

B
Colorado 6/4/2018

B
New York 6/4/2018

IA
Colorado 6/4/2018

B
North Carolina 6/4/2018

B
Connecticut 6/4/2018

B
North Dakota 6/4/2018

B
Delaware 6/4/2018

B
Ohio 6/4/2018

B
District of Columbia 6/4/2018

B
Oklahoma 6/4/2018

B
Florida 6/4/2018

B
Oregon 6/4/2018

B
Georgia 6/4/2018

B
Pennsylvania 6/4/2018

B
Hawaii 6/4/2018

B
Puerto Rico 6/4/2018

B
Idaho 6/4/2018

B
Rhode Island 6/4/2018

B
Illinois 6/4/2018

B
South Carolina 6/4/2018

B
Indiana 6/4/2018

B
South Dakota 6/4/2018

B
Iowa 6/4/2018

B
Tennessee 6/4/2018

B
Kansas 6/4/2018

B
Texas 6/4/2018

B
Kentucky 6/4/2018

IA
Texas 6/4/2018

B
Louisiana 6/4/2018

B
Utah 6/4/2018

B
Maine 6/4/2018

B
Vermont 6/4/2018

B
Maryland 6/4/2018

B
Virgin Islands 6/4/2018

B
Massachusetts 6/4/2018

B
Virginia 6/4/2018

B
Michigan 6/4/2018

B
Washington 6/4/2018

B
Minnesota 6/4/2018

B
West Virginia 6/4/2018

B
Mississippi 6/4/2018

B
Wisconsin 6/4/2018

B
Missouri 6/4/2018

B
Wyoming 6/4/2018

B
Montana 6/4/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2696 S Colorado Blvd, Floor L1, Denver, CO 80222-5945
3657 N Downing St, Denver, CO 80205
Registered with this firm since 6/4/2018

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2696 S Colorado Blvd, Floor L1, Denver, CO 80222-5945
3657 N Downing St, Denver, CO 80205
Registered with this firm since 6/4/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/15/2011 - 05/23/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DENVER, CO
B
08/15/2011 - 05/23/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DENVER, CO
IA
04/08/2010 - 07/06/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BOSTON, MA
B
02/02/2010 - 07/06/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.