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Detailed Report
Eric Walther
ERIC M WALTHER, Eric Mark Walther
CRD#: 5743305
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1916 HILLVIEW ST
SARASOTA, FL 34239
Registration History
2010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BFRANKLIN/TEMPLETON DISTRIBUTOR... (CRD# 332)2010 - 2019 (9 years)
License(s)

State Registrations

B
Arkansas 11/29/2022
B
Missouri 4/7/2022
B
California 2/5/2020
B
New Jersey 9/8/2021
B
Connecticut 3/1/2023
B
New York 10/21/2021
B
Delaware 5/6/2024
B
North Carolina 6/15/2021
B
Florida 7/22/2019
B
Pennsylvania 6/30/2021
IA
Florida 8/15/2019
B
South Carolina 2/5/2020
B
Georgia 10/21/2019
B
Tennessee 9/8/2021
B
Indiana 10/1/2021
B
Texas 10/21/2019
B
Maryland 10/21/2019
IA
Texas 10/22/2019
B
Michigan 2/5/2020
B
Virginia 4/15/2020
B
Minnesota 2/5/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1916 HILLVIEW ST, SARASOTA, FL 34239
Registered with this firm since 8/15/2019
B
EDWARD JONES (CRD#:250)
1916 HILLVIEW ST, SARASOTA, FL 34239
Registered with this firm since 7/22/2019
Previous Registration(s)
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B
 01/12/2010 - 07/18/2019 FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (CRD#:332) ST. PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.