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MAURO MARQUEZ
MAURO LANDEROS MARQUEZ
CRD#: 5742462
IA
Investment Adviser
B
Broker
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORSCRD#: 298422 2000 MCKINNEY AVENUE
SUITE 1800
DALLAS, TX 75201
TCBI SECURITIESCRD#: 313304 2000 MCKINNEY AVENUE
SUITE 700
DALLAS, TX 75201
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2010 (<1 year)2 FIRMS2013 - 2022 (9 years)IATEXAS CAPITAL BANK PRIVATE WEA... (CRD# 298422)2022 - Present (2 years)BTCBI SECURITIES (CRD# 313304)2023 - Present (1 year)BTD AMERITRADE CLEARING, INC. (CRD# 5633)2011 - 2013 (1 year)
License(s)

State Registrations

IA
Texas 10/3/2022

B
Texas 3/9/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS (CRD#:298422)
2000 MCKINNEY AVENUE SUITE 1800, DALLAS, TX 75201
Registered with this firm since 10/3/2022

B
TCBI SECURITIES (CRD#:313304)
2000 MCKINNEY AVENUE SUITE 700, DALLAS, TX 75201
Registered with this firm since 3/9/2023

Previous Registration(s)
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IA
10/16/2013 - 09/13/2022 NEUBERGER BERMAN BD LLC (CRD#:2908) DALLAS, TX
B
07/10/2013 - 09/13/2022 NEUBERGER BERMAN BD LLC (CRD#:2908) DALLAS, TX
B
10/24/2011 - 07/15/2013 TD AMERITRADE CLEARING, INC. (CRD#:5633) FORT WORTH, TX
IA
02/08/2010 - 10/22/2010 EDWARD JONES (CRD#:250) IRVING, TX
B
01/27/2010 - 10/22/2010 EDWARD JONES (CRD#:250) IRVING, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.