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NATHAN KEITH SLOAN
NATHAN K SLOAN
CRD#: 5741434
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 HARKER HEIGHTS, TX
CETERA ADVISORS LLCCRD#: 10299 HARKER HEIGHTS, TX
Registration History
201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2010 - Present (14 years)IACETERA ADVISORS LLC (CRD# 10299)2012 - 2024 (11 years)
License(s)

State Registrations

B
Arizona 10/23/2020

B
Texas 10/4/2010

B
Florida 10/23/2020

IA
Texas 3/21/2024

B
Louisiana 9/11/2023

B
Wisconsin 7/30/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
HARKER HEIGHTS, TX
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
HARKER HEIGHTS, TX
Registered with this firm since 5/27/2010

Previous Registration(s)
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IA
09/14/2012 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.