Individual Firm
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NASRIN A DAIS
NASRIN DAIS, NASRIN A SAADEH
CRD#: 5741154
IA
B
FISHER INVESTMENTSCRD#: 107342 6500 INTERNATIONAL PARKWAY
STE 2050
PLANO, TX 75903
STE 2050
PLANO, TX 75903
0
Disclosures
12
Years of Experience
View By:
State Registrations
IA
Texas 7/9/2022
IA
Washington 9/19/2016
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Registered with this firm since 9/19/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/11/2014 - 04/08/2015 | MENOMONEE FALLS, WI | |
IA | 07/14/2014 - 12/31/2014 | MENOMONEE FALLS, WI | |
IA | 10/01/2012 - 11/18/2013 | PASADENA, CA | |
B | 10/01/2012 - 11/18/2013 | PASADENA, CA | |
IA | 09/13/2011 - 10/01/2012 | ALTADENA, CA | |
B | 08/25/2011 - 10/01/2012 | ALTADENA, CA | |
B | 04/23/2010 - 04/25/2011 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.