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ERIK GONZALEZ
CRD#: 5740582
IA
B
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard
Suite 1100
Miami, FL 33131
Suite 1100
Miami, FL 33131
0
Disclosures
14
Years of Experience
View By:
State Registrations
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Alabama 4/29/2022
B
Nebraska 3/15/2019
B
Alaska 4/29/2022
B
Nevada 3/15/2019
B
Arizona 5/11/2022
B
New Hampshire 5/25/2022
B
Arkansas 3/15/2019
B
New Jersey 3/12/2014
B
California 3/12/2014
B
New Mexico 8/7/2017
B
Colorado 3/12/2014
B
New York 3/12/2014
B
Connecticut 3/12/2014
B
North Carolina 3/14/2014
B
Delaware 5/11/2022
B
North Dakota 3/15/2019
B
District of Columbia 5/11/2022
B
Ohio 5/27/2022
B
Florida 12/19/2013
B
Oklahoma 5/25/2022
IA
Florida 12/20/2013
B
Oregon 5/25/2022
B
Georgia 12/19/2013
B
Pennsylvania 3/12/2014
B
Hawaii 5/25/2022
B
Puerto Rico 3/15/2019
B
Idaho 5/25/2022
B
Rhode Island 3/15/2019
B
Illinois 3/12/2014
B
South Carolina 3/12/2014
B
Indiana 3/15/2019
B
South Dakota 3/15/2019
B
Iowa 5/25/2022
B
Tennessee 5/25/2022
B
Kansas 5/25/2022
B
Texas 4/24/2015
B
Kentucky 5/25/2022
IA
Texas 8/7/2015
B
Louisiana 5/25/2022
B
Utah 3/15/2019
B
Maine 5/25/2022
B
Vermont 3/12/2014
B
Maryland 3/12/2014
B
Virgin Islands 5/25/2022
B
Massachusetts 4/24/2015
B
Virginia 3/12/2014
B
Michigan 3/12/2014
B
Washington 3/15/2019
B
Minnesota 3/15/2019
B
West Virginia 5/25/2022
B
Mississippi 3/15/2019
B
Wisconsin 3/15/2019
B
Missouri 4/29/2022
B
Wyoming 5/25/2022
B
Montana 6/15/2021
SRO Registrations
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IA
Registered with this firm since 12/20/2013
B
Registered with this firm since 12/19/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/18/2012 - 10/09/2013 | MIAMI, FL | |
B | 04/11/2012 - 10/09/2013 | MIAMI, FL | |
B | 10/10/2011 - 12/20/2011 | AVENTURA, FL | |
B | 01/08/2010 - 08/26/2011 | MIAMI, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.