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Ivelisse Perez McSweeney
IVELISSE MCSWEENEY, Ivee McSweeney, Ivelisse McSweeney, IVEE PEREZ, IVELISSE PEREZ…
CRD#: 5740128
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 1511 N WEST SHORE BLVD
SUITE 800
TAMPA, FL 33607
SUITE 800
TAMPA, FL 33607
0
Disclosures
12
Years of Experience
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State Registrations
B
Florida 12/11/2020
IA
Florida 12/15/2020
SRO Registrations
B
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IA
Registered with this firm since 12/15/2020
B
Registered with this firm since 12/11/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/25/2018 - 11/16/2020 | TAMPA, FL | |
B | 01/24/2018 - 11/16/2020 | TAMPA, FL | |
IA | 07/06/2017 - 01/09/2018 | TAMPA, FL | |
B | 06/28/2017 - 01/09/2018 | TAMPA, FL | |
IA | 06/12/2015 - 06/27/2017 | MIDDLETOWN, CT | |
B | 07/27/2012 - 06/27/2017 | MIDDLETOWN, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.