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ELLIOTT J DUTRO
CRD#: 5739283
IA
B
MORGAN STANLEYCRD#: 149777 555 Main Street
Suite 100
Chico, CA 95928
Suite 100
Chico, CA 95928
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Alabama 10/10/2022
B
New Jersey 4/20/2021
B
Arizona 4/13/2016
B
New Mexico 4/20/2021
B
Arkansas 1/4/2018
B
New York 6/7/2016
B
California 7/11/2014
B
North Carolina 9/18/2017
IA
California 7/14/2014
B
Ohio 10/11/2022
B
Colorado 8/5/2016
B
Oklahoma 1/17/2017
B
Connecticut 10/10/2022
B
Oregon 6/21/2016
B
Delaware 4/20/2021
B
Pennsylvania 4/20/2021
B
District of Columbia 4/10/2025
B
Rhode Island 4/20/2021
B
Florida 7/11/2014
B
South Carolina 9/9/2021
B
Georgia 4/20/2021
B
South Dakota 7/31/2017
B
Hawaii 10/10/2022
B
Tennessee 10/17/2019
B
Idaho 7/10/2019
B
Texas 8/8/2016
B
Illinois 10/10/2022
IA
Texas 3/19/2020
B
Kentucky 1/22/2024
B
Utah 7/11/2014
B
Maryland 4/8/2021
B
Vermont 4/20/2021
B
Massachusetts 10/10/2022
B
Virginia 7/25/2017
B
Minnesota 10/10/2022
B
Washington 7/11/2014
B
Missouri 10/10/2022
B
West Virginia 10/10/2022
B
Montana 10/27/2023
B
Wisconsin 10/10/2022
B
Nevada 3/20/2019
SRO Registrations
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B
B
B
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IA
Registered with this firm since 7/14/2014
B
Registered with this firm since 7/11/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 07/17/2014 | CHICO, CA | |
B | 10/01/2012 - 07/17/2014 | CHICO, CA | |
IA | 05/25/2011 - 10/01/2012 | CHICO, CA | |
B | 12/21/2009 - 10/01/2012 | CHICO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.