JOHN DEANE CONNOLLY III - Investment Adviser at FIDELITY PERSONAL AND WORKPLACE ADVISORS

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Detailed ReportReport

JOHN DEANE CONNOLLY III

J.J. CONNOLLY, JOHN CONNOLLY

CRD#: 5738500

Investment Adviser

Broker

FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590

49 NORTH 400 WEST
SALT LAKE CITY, UT 84101

FIDELITY BROKERAGE SERVICES LLCCRD#: 7784

EXCELSIOR, MN

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Arizona 1/4/2025

Texas 1/8/2025

Florida 2/16/2010

Utah 1/6/2024

Minnesota 5/28/2021

Wisconsin 6/23/2021

Minnesota 6/23/2021

SRO Registrations

FINRA

New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)

49 NORTH 400 WEST, SALT LAKE CITY, UT 84101

EXCELSIOR, MN

Registered with this firm since 12/9/2020

FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)

EXCELSIOR, MN

Registered with this firm since 12/21/2009

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	07/13/2018 - 10/08/2020	FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)	EXCELSIOR, MN
IA	03/31/2014 - 07/13/2018	STRATEGIC ADVISERS LLC (CRD#:104555)	RALEIGH, NC

FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)

EXCELSIOR, MN

07/13/2018 - 10/08/2020

STRATEGIC ADVISERS LLC (CRD#:104555)

RALEIGH, NC

03/31/2014 - 07/13/2018

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.