Individual Firm
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Michael Tallon
MICHAEL A TALLON, MICHAEL ANTHONY TALLON, MIKE TALLON
CRD#: 5738291
IA
B
MARINER WEALTHCRD#: 140195 11512 El Camino Real
Suite 370
San Diego, CA 92130
Suite 370
San Diego, CA 92130
0
Disclosures
13
Years of Experience
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State Registrations
IA
California 6/1/2021
IA
Registered with this firm since 6/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/11/2017 - 06/08/2021 | SOLANA BEACH, CA | |
B | 07/11/2017 - 06/08/2021 | SOLANA BEACH, CA | |
B | 04/03/2012 - 07/03/2017 | SAN DIEGO, CA | |
IA | 09/24/2012 - 06/30/2017 | SAN DIEGO, CA | |
IA | 12/06/2010 - 09/07/2011 | RIVERSIDE, CA | |
B | 10/18/2010 - 09/07/2011 | RIVERSIDE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.