Individual Firm
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JOHN DAVID TOLIUSZIS
JOHN D TOLIUSZIS
CRD#: 5738173
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 Denver, CO
0
Disclosures
14
Years of Experience
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State Registrations
B
Colorado 1/8/2020
B
Michigan 10/26/2020
IA
Colorado 1/8/2020
B
North Carolina 10/26/2020
B
Florida 11/7/2018
B
Ohio 2/21/2019
B
Illinois 10/26/2020
B
Texas 2/11/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/08/2018 - 12/31/2019 | Ft Myers, FL | |
IA | 02/23/2015 - 11/06/2018 | FT MYERS, FL | |
B | 01/30/2015 - 11/06/2018 | FT MYERS, FL | |
IA | 12/21/2010 - 02/11/2015 | FORT MYERS, FL | |
B | 11/09/2010 - 02/11/2015 | FORT MYERS, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.