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EMILY LIU
EMILY CHIEH LIU
CRD#: 5737903
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE NORTH LASALLE STREET
CHICAGO, IL 60602
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ONE NORTH LASALLE STREET
CHICAGO, IL 60602
Registration History
20122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2016 - Present (8 years)BSCOTTRADE, INC. (CRD# 8206)2012 - 2016 (4 years)
License(s)

State Registrations

B
Alabama 1/4/2025

B
Michigan 5/31/2017

B
Arizona 5/31/2017

B
Minnesota 10/13/2023

B
Arkansas 1/5/2024

B
Missouri 1/6/2023

B
California 5/31/2017

B
New Jersey 8/11/2020

B
Colorado 1/6/2023

B
New York 10/13/2023

B
District of Columbia 1/6/2023

B
North Carolina 10/13/2023

B
Florida 5/31/2017

B
Pennsylvania 5/31/2017

B
Georgia 8/11/2020

B
South Carolina 10/13/2023

B
Illinois 12/8/2016

B
South Dakota 8/11/2020

IA
Illinois 9/19/2018

B
Tennessee 8/11/2020

B
Indiana 5/31/2017

B
Texas 5/31/2017

B
Iowa 5/31/2017

IA
Texas 11/12/2018

B
Kansas 1/5/2024

B
Virginia 5/31/2017

B
Maryland 1/6/2023

B
Washington 5/31/2017

B
Massachusetts 1/6/2023

B
Wisconsin 5/31/2017

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE NORTH LASALLE STREET, CHICAGO, IL 60602
Registered with this firm since 9/19/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
ONE NORTH LASALLE STREET, CHICAGO, IL 60602
CHICAGO, IL
Registered with this firm since 12/8/2016

Previous Registration(s)
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B
04/11/2012 - 10/27/2016 SCOTTRADE, INC. (CRD#:8206) PARK RIDGE, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.