Individual Firm
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SAMUEL I OGBONNA JR.
SAM OGBONNA, SAMUEL I OGBONNA JR, SAMUEL I OGBONNA, SAMUEL IKECHUKWU OGBONNA JR., SAMUEL OGBONNA…
CRD#: 5737630
IA
B
PRIVATE CAPITAL MANAGEMENT, LLCCRD#: 165306 2101 Cedar Springs Rd.
Suite 1000
Dallas, TX 75201
Suite 1000
Dallas, TX 75201
0
Disclosures
14
Years of Experience
View By:
State Registrations
IA
Colorado 4/5/2021
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Texas 4/5/2021
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Registered with this firm since 4/5/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/10/2016 - 04/05/2021 | DALLAS, TX | |
B | 11/17/2015 - 04/05/2021 | DALLAS, TX | |
IA | 11/18/2015 - 11/25/2015 | DALLAS, TX | |
IA | 08/15/2012 - 11/11/2015 | ADDISON, TX | |
B | 03/01/2011 - 11/11/2015 | ADDISON, TX | |
IA | 05/12/2011 - 08/15/2012 | SAN ANTONIO, TX | |
IA | 10/26/2010 - 02/18/2011 | DALLAS, TX | |
B | 08/20/2010 - 02/18/2011 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.