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Detailed Report
FRANK J VELLUCCI
Frank J Vellucci, Frank Vellucci
CRD#: 5736685
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 303 Lippincott Drive
Suite 300
Marlton, NJ 08053
Registration History
201220142016201820202022202420262 FIRMS2017 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2017 (6 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2017 (5 years)
License(s)

State Registrations

B
Arizona 12/4/2017
B
Nevada 12/4/2017
B
California 12/4/2017
B
New Jersey 12/4/2017
B
Colorado 12/4/2017
IA
New Jersey 12/5/2017
B
Delaware 12/4/2017
B
New York 12/4/2017
B
Florida 12/4/2017
B
North Carolina 12/4/2017
B
Georgia 12/4/2017
B
Ohio 12/4/2017
B
Hawaii 12/4/2017
B
Pennsylvania 12/4/2017
B
Illinois 12/4/2017
B
South Carolina 12/4/2017
B
Maine 12/4/2017
B
Tennessee 12/4/2017
B
Maryland 12/4/2017
B
Texas 12/4/2017
B
Michigan 12/4/2017
IA
Texas 4/2/2020
B
Minnesota 12/4/2017
B
Virginia 12/4/2017
B
Mississippi 12/4/2017
B
Washington 12/4/2017
B
Missouri 1/5/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
303 Lippincott Drive Suite 300, Marlton, NJ 08053
Registered with this firm since 12/5/2017
B
MORGAN STANLEY (CRD#:149777)
303 Lippincott Drive Suite 300, Marlton, NJ 08053
Registered with this firm since 12/4/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/21/2012 - 11/28/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
B
 07/14/2011 - 11/28/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.