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SHAUN C FERGUSON
SHAUN FERGUSON, SHAWN FERGUSON
CRD#: 5735329
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 6805 Carnegie Boulevard
Suite 400
Charlotte, NC 28211
Registration History
201020122014201620182020202220242 FIRMS2010 - Present (14 years)
Disclosure(s)
View By:
10/25/2023
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 7/20/2018

B
New York 9/9/2011

B
Arkansas 7/20/2018

B
North Carolina 1/29/2010

B
California 3/5/2010

IA
North Carolina 2/1/2010

B
Colorado 7/6/2017

B
Ohio 7/23/2018

B
Delaware 3/13/2024

B
Pennsylvania 11/19/2014

B
District of Columbia 3/1/2023

B
South Carolina 3/5/2010

B
Florida 3/5/2010

B
South Dakota 12/9/2024

B
Georgia 7/20/2018

B
Tennessee 11/20/2013

B
Hawaii 5/23/2024

B
Texas 7/20/2018

B
Illinois 1/31/2024

IA
Texas 4/23/2020

B
Indiana 7/20/2018

B
Utah 5/23/2022

B
Kentucky 7/20/2018

B
Virginia 3/16/2010

B
Maryland 2/27/2017

B
Washington 7/20/2018

B
Michigan 8/25/2017

B
West Virginia 5/24/2022

B
New Jersey 3/5/2010

B
Wisconsin 10/2/2024

B
New Mexico 6/21/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211
Registered with this firm since 2/1/2010

B
MORGAN STANLEY (CRD#:149777)
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211
Registered with this firm since 1/1/2010

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.