Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Andrew B. Cochran
ANDREW B COCHRAN
CRD#: 5735224
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 333 WEST HAMPDEN AVENUE
ENGLEWOOD, CO 80110
ENGLEWOOD, CO 80110
View By:
3/10/2014
Customer Dispute
Settled
State Registrations
B
Alaska 6/6/2016
B
Montana 7/18/2016
B
Arizona 10/1/2012
B
Nebraska 10/1/2012
B
Arkansas 10/1/2012
B
New Jersey 12/4/2019
B
California 10/1/2012
B
New Mexico 6/7/2016
B
Colorado 10/1/2012
B
New York 10/1/2012
IA
Colorado 10/1/2012
B
North Carolina 10/1/2012
B
District of Columbia 10/1/2012
B
Ohio 10/1/2012
B
Florida 10/1/2012
B
Pennsylvania 12/2/2019
B
Georgia 12/4/2019
B
Rhode Island 12/5/2019
B
Hawaii 10/11/2023
B
South Carolina 7/10/2015
B
Idaho 10/1/2012
B
South Dakota 6/23/2016
B
Illinois 6/14/2016
B
Tennessee 1/27/2017
B
Iowa 9/20/2016
B
Texas 10/1/2012
B
Maryland 10/1/2012
IA
Texas 9/25/2013
B
Massachusetts 10/1/2012
B
Utah 11/26/2019
B
Michigan 10/1/2012
B
Virginia 6/7/2016
B
Minnesota 9/22/2016
B
Washington 10/26/2015
B
Mississippi 8/24/2015
B
Wisconsin 6/25/2013
B
Missouri 11/27/2019
B
Wyoming 10/1/2012
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/1/2012
B
Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/08/2011 - 10/01/2012 | DENVER, CO | |
B | 12/10/2009 - 10/01/2012 | DENVER, CO |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.