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Detailed Report
CASEY GALDIERI
CASEY GALDIER
CRD#: 5734933
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 225 West Santa Clara Street
Suite 900
San Jose, CA 95113
Registration History
2010201220142016201820202022202420262 FIRMS2010 - Present (15 years)
License(s)

State Registrations

B
Alabama 8/11/2022
B
Missouri 10/29/2014
B
Alaska 8/24/2018
B
Montana 11/4/2014
B
Arizona 9/13/2018
B
Nevada 1/4/2011
B
Arkansas 8/22/2018
B
New Hampshire 4/15/2019
B
California 2/1/2010
B
New Jersey 3/17/2017
IA
California 2/1/2010
B
New Mexico 1/4/2011
B
Colorado 1/12/2012
B
New York 3/10/2017
B
Connecticut 3/10/2017
B
North Carolina 8/11/2022
B
Florida 10/10/2014
B
Ohio 9/13/2018
B
Georgia 3/17/2017
B
Oregon 7/29/2011
B
Hawaii 8/22/2018
B
Pennsylvania 3/6/2017
B
Idaho 1/4/2011
B
Rhode Island 3/17/2017
B
Illinois 3/17/2017
B
South Carolina 3/2/2021
B
Indiana 8/22/2018
B
Tennessee 8/5/2019
B
Kansas 9/13/2018
B
Texas 5/10/2011
B
Louisiana 12/21/2020
IA
Texas 6/16/2011
B
Maine 8/22/2018
B
Utah 9/13/2018
B
Maryland 9/13/2018
B
Virginia 3/17/2017
B
Massachusetts 3/17/2017
B
Washington 1/4/2011
B
Michigan 9/28/2018
B
Wisconsin 3/17/2017
B
Minnesota 8/22/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
225 West Santa Clara Street Suite 900, San Jose, CA 95113
Morgan Hill, CA
Registered with this firm since 2/1/2010
B
MORGAN STANLEY (CRD#:149777)
225 West Santa Clara Street Suite 900, San Jose, CA 95113
Morgan Hill, CA
Registered with this firm since 1/1/2010
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.