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Detailed Report
LEILA DUPREE SCHAEFER
LEILA DUPREE GRIMBALL, LEILA G SCHAEFER
CRD#: 5734067
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Investment Adviser
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Previous Broker
MOSAIC WEALTH STRATEGIES LLCCRD#: 291032 GREENVILLE, SC
Registration History
201220142016201820202022202420262 FIRMS2016 - 2018 (1 year)IAMOSAIC WEALTH STRATEGIES LLC (CRD# 291032)2018 - Present (7 years)BNYLIFE SECURITIES LLC (CRD# 5167)2012 - 2016 (4 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2014 - 2016 (1 year)
License(s)

State Registrations

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Georgia 2/27/2018
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South Carolina 1/29/2018
Current Registration(s)
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MOSAIC WEALTH STRATEGIES LLC (CRD#:291032)
GREENVILLE, SC
Registered with this firm since 1/29/2018
Previous Registration(s)
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 09/08/2016 - 01/22/2018 EAGLE STRATEGIES LLC (CRD#:110826) Columbia, SC
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 07/07/2016 - 01/22/2018 NYLIFE SECURITIES LLC (CRD#:5167) COLUMBIA, SC
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 11/21/2014 - 03/10/2016 EAGLE STRATEGIES LLC (CRD#:110826) GREENVILLE, SC
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 03/21/2012 - 03/10/2016 NYLIFE SECURITIES LLC (CRD#:5167) GREENVILLE, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.