• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ABRAHAM A GOLDBERG
ABE GOLDBERG, ABRAHAM ALAN GOLDBERG
CRD#: 5733834
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 20800 SWENSON DR STE 200
CROSSROADS CORPORATE CENTER
WAUKESHA, WI 53186
Registration History
2010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2010 (<1 year)
License(s)

State Registrations

B
Arizona 7/28/2022

B
Missouri 11/20/2013

B
Arkansas 1/21/2025

B
Pennsylvania 1/13/2016

B
California 8/18/2010

B
South Carolina 3/9/2021

B
Colorado 12/1/2023

B
South Dakota 7/18/2024

B
Florida 9/1/2010

B
Tennessee 7/19/2021

B
Georgia 5/1/2018

B
Texas 8/16/2010

B
Hawaii 8/12/2022

IA
Texas 8/16/2010

B
Illinois 9/22/2010

B
Washington 8/10/2010

B
Indiana 3/25/2015

B
Wisconsin 6/14/2010

B
Michigan 8/10/2010

IA
Wisconsin 6/14/2010

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
20800 SWENSON DR STE 200 CROSSROADS CORPORATE CENTER, WAUKESHA, WI 53186
Registered with this firm since 6/14/2010

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
20800 SWENSON DR STE 200 CROSSROADS CORPORATE CENTER, WAUKESHA, WI 53186
Registered with this firm since 5/18/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/22/2010 - 04/06/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MEQUON, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.