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Stephanie Gifford
STEPHANIE L GIFFORD, STEPHANIE LEE GIFFORD, STEPHANIE LEE SMUSKIEWICZ
CRD#: 5733593
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1 Valmont Plaza
Omha, NE 68154
Registration History
2010201220142016201820202022202420262 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - Present (7 years)BSECURITIES AMERICA, INC. (CRD# 10205)2014 - 2016 (1 year)BTD AMERITRADE, INC. (CRD# 7870)2010 - 2013 (3 years)
License(s)

State Registrations

B
Nebraska 5/19/2017

IA
Nebraska 5/19/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 Valmont Plaza, Omha, NE 68154
Registered with this firm since 5/19/2017

IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 Valmont Plaza, Omha, NE 68154
Registered with this firm since 5/19/2017

Previous Registration(s)
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IA
04/07/2016 - 05/03/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OMAHA, NE
B
04/01/2016 - 05/03/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OMAHA, NE
B
05/13/2014 - 03/11/2016 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
05/31/2010 - 08/12/2013 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.